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ANNUAL REPORT 1998-1999
 
 

December 1999


3. ACHIEVEMENTS

3.1. Core Programme Management

3.1.1. Leadership and Management
Two projects under this programme were co-ordinated by the Research Section over the period under reporting. They are :
 
3.1.1.1. Study Progamme on Higher Education Management in Africa
The main objectives of this sub-programme which offers grants to staff of university members willing to undertake research in higher education policy are to :
 
    1. generate and promote policies for improved financing, management and governance of African Universities;
    2. contribute to the establishment of local capacity for systematic and continuous evaluation and input into higher education policy-making and administration.

    3.  
With the completion of the first batch of research projects and the near-completion of research and report-writing under the second batch, work during the year was concentrated on the following :
 

a- Scientific Committee
 

Three meetings of the Scientific Committee have been held since July 1998. The Committee first met in October 1998 in Paris, France, to assess a draft proposal for the extension of the Study Programme. The second meeting was held early in February 1999 in Arusha, Tanzania, at which the Committee worked in anticipation of approval of the next Phase of the Programme by outlining a provisional Work Plan for 1999-2000, and bringing up themes for the Research Grants Scheme under Phase 2. The last meeting of the Committee, took place late in August 1999, London, UK. The main agenda of that meeting was to select researchers for Phase 2 of the Research Grants Scheme.
 

b- Research Grants Scheme
 

The work of the second batch of grantees is folding up, with submission of all the final research reports, and 13 article-length essays from the 15 projects. In Graduate and Employer (Tracer) project, surveys have progressed more slowly, though steadily. Currently, two projects have been completed, and reports on four are in final drafts. Plans are underway for the best of the Tracer Study researchers to spend a month and to meet with their Resource Persons at the Centre for Research on Higher Education and Work, University of Kassel, Germany, to finalise their projects and assist with the production of a comparative study on the entire Tracer Project.
 

For the dissemination, four papers have been published in the Journal Higher Education; three essays (Ssewanyana, Mayanja and Abagi) in the AAU Research Paper Series, and two others (Ezin and Liverpool) are with the Printer. The rest will be edited for publication in the Series over the next six months. A list of all completed research reports is placed on the AAU Website on the Internet at (http://www.aau.org/studyprogramme/reports.htm).
 
 
 

c- Presentation Seminar
 

Under the theme "Life after Graduation: Graduate and Employment Surveys from 5 African Countries", papers on five Tracer Study Projects were presented at a seminar on the occasion of COREVIP in Arusha, in February 1999. It was attended by higher education policy makers and administrators, and donor representatives.
 

d- Extension of the Study Programme
 

Following a positive external evaluation, support for Phase 2 of the Programme has been extended for three more years by the Dutch Government and SIDA/SAREC. This took off on 1st March, 1999. Already, the selection process for research grantees under Phase two is near-completion, and an Induction and Methodology Workshop is being planned for early next year.
 

Figure 1: Research Grantees by Gender

Figure 2: Study Programme Phase II participants by country
 

3.1.1.2. Senior University Management Workshops (SUMA)

The SUMA aims at contributing to capacity-building of African University leadership and management to deal with current and prospective managerial and financial problems. The workshops are organised in collaboration with a local institution from the region where it would be held. The sixth workshop originally scheduled for October 1998, was held in Abuja, Nigeria, from the 18th to 25th July 1999, in collaboration with the Nigerian National Universities Commission (NUC). It was backed financially by FINNIDA, Ford Foundation and the Nigerian National Universities Commission. The following themes were discussed by the participants: Management of institutional pressures, Gender and Institutional Culture, Research Management, Strategic Planning, Resource Allocation, Finance and Efficiency Issues, Staff and Student Management and Relations.
 

The SUMA VI in Abuja saw a record attendance of 33 participants including 18 Vice-Chancellors, the highest number (21%) of female participation, and a greater percentage (73%) of participants self-sponsoring their participation. This record participation was in spite of an increased registration fee of US$500, introduced in line with the new policy of making SUMA self-financing. For the first time, SUMA was organised and run by the AAU itself, and not by CHERD. This together with the subsidy from the NUC and the registration fee, led to substantial savings. The high level of attendance, participation and contribution, and the enthusiasm of participants were noted by the Resource Persons, and reflected in the evaluation of the workshop by participants. SUMA VI marks an important stage in the process of making SUMA a largely self-financing, fully AAU-organised event.
 

A book of case study material developed and used in SUMA workshops over the years, has been published by Maskew Miller in South Africa. It was proposed that the book, which is jointly edited by Professors Donald Ekong and Akilagpa Sawyerr, be made available to AAU member institutions as well as institutions and groups interested in running workshops on issues of higher education, especially in Africa.
 
 
 

Figure 3: SUMA VI: Participants by country






Photo1: Participants in SUMA VI
 
 

3.1.2. Quality of Training and Research
 

The following projects were run under this programme :
 

    1. Collection and Dissemination of Science and Technology Information Produced in African Universities
  • Regional Cooperation in Graduate Training and Research
  • Graduate Programme in Humanitarian and Refugee Studies
3.1.2.1. Collection and Dissemination of Science and Technology Information Produced in African Universities

The main objective of this project which started its activities in 1996 is to develop a

programme seeking to help African universities to organise and disseminate

information on research results in science and technology. The following results

were achieved in phase 2 :
 

-

Publication of 2 special issues of the AAU Newsletter in science and technology;

  • Support to participating universities for dissemination of information;
- Organization of a second meeting of participating universities in Pretoria;
    • Publication of the report of the Pretoria meeting.

    •  
The project which entered in its extension and final phase in 1998/2000, aims at disseminating the results and experiences acquired during the first two phases of activity implementation. The results and experiences will be made available to the productive sector, to professional associations and other relevant stakeholders, as well as to other universities and research centres, so as to encourage them to start similar processes.
 

The following activities were undertaken in 1998/1999 :
 

    • the publication in March 1999 of a special issue of the AAU Newsletter on science and technology. This issue contains the report of the meeting of participating universities which was held in Pretoria in May 1999, a paper on selected topics on technology, the report of the workshop on the use of radio for computer networking and the Botswana's science and technology policy;
- the support to three selected participating universities to disseminate their research results to the productive sector. They are University of the North, South Africa; University of Pretoria, South Africa; University of Swaziland.

3.1.2.2. Regional Cooperation in Graduate Training and Research
 

Based on previous studies commissioned by the AAU, the Association believes that a way of improving the quality of higher education on the continent will involve regional cooperation in graduate training and research. The AAU has recently implemented a Project whose specific objective was the establishment of regional networks as concrete mechanisms for fostering/strengthening regional cooperation. The Project was entitled "Networks For Regional Cooperation in Graduate Training And Research" and was structured into several phases.
 

The first Phase began in April 1998 with an invitation to member institutions to submit proposals for the establishment/strengthening of networks for graduate training and research. Forty-four (44) proposals were received by the AAU. Phase I was completed in September 1998 with the selection, by a panel of four AAU consultants, of seven (7) proposals, from among the forty-four (44) received. The second phase ended in November 1998 with the presentation of the proposals by the network leaders at a meeting of the Working Group on Higher Education of the Association for the Development of Education in Africa (ADEA/WGHE) which took place in Ouagadougou, Burkina Faso, from November 3rd to 5th , 1999.
 

The ADEA/WGHE unanimously endorsed the network proposals and decided that every effort should be made to secure funds for the implementation of the proposals.
 

3.1.2.3. Quality Assurance Systems in Africa
 

The broad objectives of this project are the following:
 

  • to review past/present quality assurance practices and carry out institutional self-evaluations in some African universities;
  • to encourage quality audit processes/practices in African universities;
  • to assist member universities to develop quality assurance procedures;
  • to undertake effective coordination of quality assurance practices in African universities.
      •  
Implementation of the planned activities of this Programme has not started, owing to non-availability of funds. After talks between the AAU and representatives of the Ford Foundation, there is much hope that the Programme will receive some funding which will permit the commencement of the activities in the next fiscal year.
 

3.1.2.4. Graduate Programme in Humanitarian and Refugee Studies
 

The Project was structured into three phases. Phase 1 was the identification of a group of African Institutions interested in building a network to offer training for professionals engaged in humanitarian and relief activities or in public services where humanitarian law plays a significant role. The implementation of this phase began in December 1998 and the following activities were undertaken so far :
 

    • Seven institutions responded to AAU's call for proposals for the establishing or strengthening of graduate programmes for humanitarian and refugee studies;
  • All seven institutions were invited to the Workshop of Partners held from 11-12 June, 1999 here in Accra;
  • Two Consultants were appointed after the Workshop of Partners to evaluate the proposals submitted by the seven institutions. The Consultants submitted a report;
  • A report of the Workshop was produced and sent to all participants and to the consultants;;
  • A Final Report, a Financial Report and a Proposal for follow-up activities (Phase II) were sent to DANIDA and the IAUP, who had provided the funds for Phase I.

  •  
Phase 2 will involve the development of the cooperation framework with well defined ownership responsibility and commitment of all partners to the network programme as well as the actual training programme to be offered. Phase 3 will be the implementation phase during which training will be offered.
 

3.1.3. Gender Sensitization

3.1.3.1. AAU/UNESCO Chair for Women in Science and Technology in Southern Africa (Swaziland)
 

The project started in May 1996 and although the initial funding period had expired by December 1997, activities continued to be implemented at least up to September 1998. The aim was to strengthen the participation of women and girls in science and technology in Africa, and was intended particularly for women scientists in Southern Africa, mostly from Swaziland, Botswana, Lesotho and Zimbabwe. It was supported by UNESCO and The Rockefeller Foundation and hosted by the University of Swaziland.

The main activities undertaken within the project are the following:

- Organization of Workshops for female scientists and formation of research networks;

- Establishment of a network of women scientists named Women in Science and Technology in Africa Network (WISTAN), which had about 50 members by September 1998. The network aims at developing productive and motivated women scientists who are more aware of the country's needs and priorities, to raise the profile of women scientists in Africa, and to undertake relevant research in S&T, Education, Nutrition & Health, Food & Agriculture and the environment;

- Creation of a WISTAN Newsletter and publication of a first issue in July 1997;

- Organization of Scientific Literacy Programmes intended for the rural communities;

- Production and circulation of a video-documentary on successful female scientists;

- Participation and contribution to international conferences and preparation of papers on the project and the status of women in Higher education.

Generally, the overall activities of the Chair have been very successful and most importantly, the Chair has acquired sufficient autonomy to design follow-up programmes and raise the necessary funds for their implementation. During the World Conference on Higher Education, the holder of the UNESCO Chair played a very salient role and was awarded a Commenius medal for her outstanding achievements in Chemistry and promotion of women in science.
 

The programme has been completed. An extra activity being considered, and subject to financial means, is the preparation of a comprehensive summary report, containing the main activities undertaken, lessons learned and recommendations, which will be widely disseminated.
 

3.1.3.3. AAU/FAWE Gender Programme
 

The main thrust of this programme is to stimulate /enhance gender activities in African universities.
 

The specific objectives are to :
 

  • develop gender awareness and sensitivity among university leaders and the academic community;
  • identify and strengthen affirmative action initiatives geared towards promoting the participation of girls and women, reviewing academic student and staff regulation and practices, and other initiatives which influence access, retention and success of female members of the institution;
  • establish a database of African female experts and promote their use as resource persons, thus contributing to enhance their visibility and their role as models for girls and women;
  • commission a well-researched publication on gender and/in higher education in Africa as a FAWE/AAU contribution to the WCHE.
    •  
Funding for the implementation of the project was approved by FAWE in March 1998. Two consultants, one Anglophone and the other Francophone, were appointed in May and June 1998, respectively, to carry out a number of assignments among those approved by FAWE. The first of these assignments was the preparation of a Paper entitled: Women in Higher Education and Research in Africa in October 1998 by the consultants. This assignment was successfully completed by the consultants and the paper was presented at the UNESCO World Conference on Higher Education held in Paris, France, 5-9 October, 1998.
 

The consultants also started work on two other assignments comprising the creation of a database of women experts and the compilation of gender-sensitive affirmative action instruments in African universities. Working with the Programme Coordinator and the Head of Information & Communication, the consultants designed the necessary survey instruments for collecting the needed data, and these were mailed to all AAU member-institutions in April 1999, with a deadline of 14 May, 1999. The returns from the two surveys have been employed to create databases.
 

The final phase of this project comprises the preparation of materials from the databases for :
 

  • a publication on the state of gender equity in African universities; and
  • a publication containing the details of women experts in African universities.

  •  
3.1.4. Special Membership Services
 

Special services comprise academic mobility which includes the Staff Exchange, the Graduate Education Scholarship and the Small Grants for Thesis programmes. Figure 4 provides information on the participation of member universities.
 
 

Figure 4: Academic Mobility 1998/99: Percentage of Member Universities Participation
 

3.1.4.1. Staff Exchange Programme
 

The objectives of this programme are to promote inter-university cooperation through academic mobility; and enhance the quality of teaching and research in African universities.
 

A call for nominations of participants in the AAU Staff Exchange Programme for the 1998/99 Academic Year was sent to all member universities in July 1998, with 31 March, 1999 as deadline for the submission of nominations. Twelve nominations were received, one of which was by a non-member university. Of the eleven valid nominations, three fell within the early part of the 1999/2000 academic year. Eight Staff Exchange Fellowships were approved in the 1998/99 academic year. No university nominated a female academic for a Fellowship. By the end of May 1999, three (3) of the Fellowships had been utilized on schedule.

Figure 5: Academic Mobility 1998/99 Academic Year percentage of Participation of Member Universities


 
 
 


3.1.4.2. Graduate Education Scholarship Programme
 

Much importance is placed by the AAU on capacity-building in African universities, especially in the area of graduate training/research, as this is crucial to the rapid development of the continent. Under the Graduate Education Scholarship Programme, scholarships are awarded to highly qualified students who have been

offered admission to pursue graduate studies in universities on the continent. This

Programme is supported by the Deutsche Akademischer Austauschdienst (DAAD) (German Academic Exchange Service) which makes a maximum of 10 scholarships available to the AAU every academic year.
 

The main objectives are to promote student mobility, graduate training in African universities and staff development through graduate training for African university teachers.
 

Nomination forms in respect of the AAU/DAAD Graduate Scholarships for the 1998/99 Academic Year were sent to selected member universities in July 1998 with 31 October, 1998 as deadline for submission of nominations. Eight nominations were received. These were forwarded to the DAAD in November 1998. After indicating in December 1998 that it might be able to make up to five awards if some of the candidates submitted additional information, the DAAD eventually made only three awards to one male and two female candidates. A difficulty experienced by universities in making nominations was that DAAD insisted that the scholarships were in-region, but not in-country, implying that no candidate could utilise an award in his/her country. In order to make the nomination process easier, it has been made clear to the universities that have been invited to make nominations in the 1999/2000 academic year that they could nominate their foreign students studying in their institutions and/or citizens of the countries where the institutions are located. Where the nominees are citizens of the countries of the nominating universities, they must be studying outside their own countries.

Figure 6: Regional Distribution of DAAD Scholarship1998/1999
 
 

3.1.4.3. Small Grants for Dissertation and Theses

The objectives of this programme are to facilitate the early completion of research Dissertations and Theses by graduate students in African universities and to improvethe quality of research conducted by graduate students in African universities. Nomination forms in respect of the Small Grants for Dissertations/Theses

Programme for the 1998/99 Academic Year were sent to selected member universities in July 1998 and November 1998 with September and December 1998 as deadlines, respectively, for submission of nominations. A further invitation to selected universities for nominations, with new deadlines, was issued when the number of nominations received was inadequate or the candidates nominated could not meet the conditions of award of the Small Grants. Twenty five (25) nominations were received. Fourteen (14) small grants were awarded for the 1998/99 academic year. Twenty (20) universities were recently invited to send in their nominations for awards tenable during the 1999/2000 academic year, following the receipt of funding from the Ford Foundation.
 
 
 

Figure 7: Regional Distribution of Small Grants 1998/1999



 
 

       
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